AAPM task group report on biologically based treatment planning. It describes the common models — the Poisson TCP model, empirical sigmoid TCP models defined by D50 and a normalized dose-response gradient, and the Lyman-Kutcher-Burman NTCP model with parameters TD50, m and n — defines serial and parallel organs and the volume effect, and advises using the LQ-equivalent dose in 2 Gy fractions rather than physical dose in TCP and NTCP calculations. Its recommendations: plan evaluation should at present be based on established dose-volume criteria; relative TCP/NTCP estimates may help choose between rival plans if users understand the models and parameters in their planning system; absolute TCP/NTCP estimates are not warranted as the main indicators of plan quality; and review of the 3D dose distribution should always remain part of plan evaluation. Read in the AAPM report PDF (Report No. 166, March 2012).
TCP & NTCP
Tumor control probability and normal tissue complication probability — models that turn a dose distribution into an estimated chance of controlling the tumor or causing a complication.
What is it?
Tumor control probability (TCP) is a model estimate of the chance that a dose distribution controls a tumor. Normal tissue complication probability (NTCP) is the estimated chance that it causes a stated complication in an organ. Both rise with dose along an S-shaped (sigmoid) curve.
AAPM TG-166 describes the common forms:
- Poisson TCP. Most mechanistic TCP models assume the number of surviving tumor clonogens — cells able to regrow the tumor — follows a Poisson distribution, and that one surviving clonogen is enough for regrowth. TCP is then the probability that none survive: exp(−S × N).
- Empirical TCP. A sigmoid curve described by two parameters: D50, the dose at which 50% of tumors are controlled, and the normalized dose-response gradient (γ), its steepness.
- Lyman-Kutcher-Burman (LKB) NTCP. A sigmoid curve described by TD50 (where the curve sits on the dose axis) and m (its steepness), with a third parameter, n, for the size of the volume effect.
TG-166 also covers the equivalent uniform dose (EUD) and combined measures such as uncomplicated tumor control probability (UTCP) and the probability of complication-free tumor control (P+).
Why does it matter?
A DVH holds a whole curve for every structure; TCP and NTCP try to reduce it to one number each. The QUANTEC summary describes NTCP models as attempts to reduce complicated dosimetric and anatomic information to a single risk measure — and points out that familiar metrics such as the mean lung dose and the cord maximum are themselves simple models.
NTCP models also capture the volume effect: the tolerance dose rises as the irradiated volume falls, to a degree that depends on the tissue and the complication. TG-166 links this to organ structure:
- Parallel organs — such as lung, kidney and liver — where each functional subunit works fairly independently, so damage to a small region does not make the whole organ fail. Their response depends on how much of the organ is irradiated.
- Serial organs — such as the spinal cord, intestines and optic nerve — where losing one subunit can cause a complication. Their response depends on the hottest small region.
In the LKB model, a small n corresponds to a small volume effect (serial-like) and a large n to a large one. Constraint tables reflect the same idea: the UT Southwestern SBRT tables (Timmerman 2022) list serial tissues with a volume maximum and a maximum point dose, and parallel tissues with a critical volume — see Maximum Dose and Mean Dose.
How is it evaluated?
Some planning systems calculate TCP, NTCP or EUD. TG-166's recommendations on using them:
- Plan evaluation should, at present, be based on established dose-volume criteria. Biological metrics should be shown alongside physical ones (DVHs, minimum, maximum and mean dose), not instead of them.
- Relative values can help choose between rival plans — provided users understand the range of applicability of the models and parameter values in their planning system.
- Absolute TCP/NTCP values are not warranted as the main indicators of plan quality.
- Review of the 3D dose distribution should always remain part of plan evaluation.
The numbers are only as good as the model and its parameters. TG-166 advises checking a model retrospectively against treatments known to be safe and effective in your practice, warns that published parameter sets carry significant risk if applied without following the practices used to generate them, and recommends using the LQ-equivalent dose in 2 Gy fractions (EQD2) rather than physical dose in TCP and NTCP calculations. For TCP, the tumor's α/β is itself uncertain — van Leeuwen and colleagues' review found large variation in published values.
Example
N = initial number of tumor clonogens, S = surviving fraction after the course
LKB NTCP: TD50 (position), m (steepness), n (volume effect)
The schematic shows a TCP curve and an NTCP curve against dose. Where each curve sits (D50, TD50) and how steep it is are model parameters fitted to clinical data — change the model or its parameters, and the curves and the probabilities read from them move.
Authoritative resources
The QUANTEC overview paper, whose summary table gathers the approximate dose/volume/outcome data from each organ chapter. Its footnotes stress that the data are estimates from the literature, should be applied with caution, and largely do not reflect modern IMRT. DoseLab read the esophagus row (mean dose <34 Gy for grade ≥3 acute esophagitis, 5–20%, 3D-CRT) from the open-access manuscript, and the lung, heart, liver, kidney, stomach and small bowel rows used on the GI pages from the journal's full-text table.
An editorial history of the UT Southwestern SABR constraint tables — often called the “Timmerman tables” — covering how they were developed and revised, and their relationship to AAPM TG-101 and NRG/RTOG protocols. Tables 2–11 separate serial tissues (listed with a volume, a volume max and a max point dose) from parallel tissues (listed with a critical volume and a critical-volume dose max). In Tables 2–7 a footnote defines “point” as ≤0.035 cm³; Tables 8–11 add a contouring-instructions column for each structure.
Systematic review of 64 clinical studies reporting α, β and α/β for human tumors. It found large heterogeneity within and between studies; estimates for prostate and breast tumors generally indicated high fractionation sensitivity, those for head & neck, cervix, bladder and liver tumors low sensitivity, and others were mixed. It notes that whether the LQ model holds at large fraction sizes is debated, and recommends choosing parameters by site, histology and model and exploring a range of values. Full text read in Europe PMC (PMC5956964).
TPS guidance
Step-by-step guidance planned. Added only once verified.
Step-by-step guidance planned. Added only once verified.